Substorm particle injections
spaceweb@oulu.fi - last update: 9 May 1997, 2030 UT (RR)
The sharp increases of energetic particle fluxes in the
near-Earth tail, known as particle injections, are among the most
important and well-known manifestations of magnetospheric substorms. Although being known since late 1960s
(Arnoldy and Chan, 1969; Winckler, 1970), they are still not
explained in a satisfactory way. They have been extensively
studied using the geostationary
and other spacecraft (e.g., Walker at al., 1976; Baker et al.,
1982; Belian et al., 1978; Sauvaud and Winckler, 1980).
Some observations concernign the injections:
    - Injections are considered to be one of the most common
        and reliable indicators of substorm onset. They are
        observed in association with nearly every substorm
        identified by other means.
 
    - Both electrons and ions (mainly protons) from about tens
        to hundreds of keV are injected. The lower energies are
        not affected similarly (energy cutoff; e.g.
        Birn et al., 1997a).
 
    - When enhanced fluxes at all energies are observed
        simultaneously, injection is referred to as a
        dispersionless injection. The region of space where
        dispersionless injections are seen is called the
        injection region. Also term "injection
        boundary" (McIlwain, 1974; Mauk and McIlwain, 1974;
        Reeves et al., 1991) has been used for the inner boundary.
 
    - In general, the injection regions are located at
        distances ranging from x = -4.3 Re to x = -15 Re (Friedel
        et al., 1996). It seems probable that at least some
        injection regions propagate towards Earth, with inward
        propagation speed of about 24 km/s (Reeves et al., 1996).
 
    - Injections are more typical in the premidnight sector.
        They have a limited longitudinal extent which corresponds
        to the sector occupied by SCW
        (see, e.g., the statistical results by Vagina et al.,
        1996). Some observations indicate that the regions of
        electron and proton injections are slightly separated in
        longitudinal direction, ions (electrons) being shifted westward
        (eastward) of the center longitude (Birn et al., 1997a).
 
    - Outside the injection region one observes particles that
        have drifted out of it, and which thus show energy
        dispersion due to different magnetic drift speed of
        particles of different energy. In addition to energy
        dispersion, also pitch angle dispersion is sometimes
        observed (Walker et al., 1978; Greenspan et al., 1985).
        Note that the energy dispersed flux increases can be used
        to evaluate the original longitudinal position and time
        of injections by tracing back the magnetic drift of
        particles (e.g., Reeves et al., 1991; Shukhtina and
        Sergeev, 1991).
 
    - Injections are often related to local magnetic field
        dipolarizations, especially when the injections are
        dispersionless. This magnetic field change is associated
        with strong induced electric field (e.g., Aggson et al.,
        1983).
 
    - As many other substorm signatures, also injections
        exhibit temporal finestructure
        (e.g., Belian et al., 1984)
 
The main questions relating to the injections are the location
and means of particle acceleration. It seems obvious that the
dipolarization related induced electric fields play some role in
the particle acceleration (Lezniak and Winckler, 1970). Also the
inward, adiabatic drift may play role in some injection events.
However, there is most likely more to it:
    - The dispersionless character of the energetic particle
        flux increases seem to provide evidence for their local
        (or near local) acceleration. This acceleration could be
        due to any of the instabilities suggested by substorm models that favour near-Earth
        initiation (cross-field current instability and
        ballooning models; see, e.g., Lopez et al. (1990)). Also
        induced electric field related to magnetic field
        dipolarization can accelerate particles locally.
 
    - Remote sites, like the current disruption (SCW) and near-tail
        reconnection region,
	could accelerate particles by radiating
	fast magnetosonic waves
	(e.g., Morioka and Oya, 1996; Sergeev et al., 1998).
        Also here acceleration is "local" since the
        particles are not moving, only the electric field
        affecting them.
 
    - The third possibility is that particles are indeed moving
        inward, perhaps from several Re away. In the ''convection
        surge'' model (Quinn and Southwood, 1982; Mauk, 1986;
        Delcourt et al., 1990) particles are energized by the
        dipolarization process, and subsequently convected
        earthward by the inductive electric field. Even long
        drift paths could be possible, if the magnetic field
        change propagates with the particles and cancels the
        normal radial magnetic field gradient that otherwise
        might separate particles of different energies (Li, ICS-4
        meeting, 1998).
 
    - The reconnection process can also produce some of the
        acceleration (Birn et al., 1997b).
 
Particle acceleration and adiabatic earthward displacement may
not always produce flux increases (Sergeev et al., 1998).
The resulting flux variation is a compromise between
the flux increase due to acceleration (depending on how soft the
energy spectrum is) and the density of energetic particles at the
point where they are taken from (if we have nothing, we will get
nothing). If the initial flux is low and the energy spectrum
flat, one may get a flux decrease instead of an increase. The
drifting electron holes (DEHs) are an
extreme example of this effect.
Finally, the strongest injections may be responsible for the
storm effects (enhanced ring current). However, the connection
between storms and substorms is not quite settled yet.
References
    - Aggson, T. L., J. P. Heppner, and N. C. Maynard,
        Observations of large magnetospheric electric fields
        during the onset phase of a substorm, J. Geophys.
        Res., 88, 3981-3990, 1983.
 
    - Arnoldy, R. L., and K. W. Chan, Particle substorms
        observed at the geostationary orbit, J. Geophys. Res.,
        74, 5019-5028, 1969.
 
    - Baker, D. N., et al., Observations and modelling of
        energetic particles at synchronous orbit on July 29,
        1977, J. Geophys. Res., 87,
        5917-5932, 1982.
 
    - Belian, R. D., D. N. Baker, P. R. Higbie, and E. W. Jones
        Jr., High resolution energetic particle measurements at
        6.6 Re, 2, High-energy proton drift echoes, J.
        Geophys. Res., 83, 4857-4862, 1978.
 
    - Belian, R. D., D. N. Baker, E. W. Hones, and P. R.
        Higbie, High-energy proton drift echoes: Multiple peak
        structure, J. Geophys. Res., 89,
        9101, 1984.
 
    - Birn, J., and M. Hesse, Particle acceleration in the
        dynamic magnetotail: Orbits in self-consistent
        three-dimensional MHD fields, J. Geophys. Res., 99,
        109, 1994.
 
    - Birn, J., F. Thomsen, J. E. Borovsky, G. D. Reeves, D. J.
        McComas, and R. D. Belian, Characteristic plasma
        properties during dispersionless substorm injections at
        geosynchronous orbit, J. Geophys. Res., 102,
        2309-2324, 1997a.
 
    - Birn, J., F. Thomsen, J. E. Borovsky, G. D. Reeves, D. J.
        McComas, and R. D. Belian, Substorm ion injections:
        Geosynchronous observations and test particle orbits in
        three-dimensional dynamic MHD fields, J. Geophys.
        Res., 102, 2325-2341, 1997b.
 
    - Delcourt, D. C., J.-A. Sauvaud, and A. Pedersen.,
        Dynamics of single-particle orbits during substorm
        expansion phase, J. Geophys. Res., 95,
        20,853-20,865, 1990.
 
    - Friedel, R. H. W., A. Korth, and G. Kremser, Substorm
        onset observed by CRRES: Determination of energetic
        particle source region, J. Geophys. Res., 101,
        13137-13154, 1996.
 
    - Greenspan, M. E., D. J. Williams, B. H. Mauk, and C.-I.
        Meng, Ion and electron energy dispersion features
        detected by ISEE 1, J. Geophys. Res., 90,
        4079-4089, 1985.
 
    - Lezniak, T. W., and J. R. Winckler, Experimental study of
        magnetospheric motion and the acceleration of energetic
        electrons during substorms, J. Geophys. Res., 75,
        7075-, 1970.
 
    - Lopez, R. E., D. G. Sibeck, R. W. McEntire, and S. M.
        Krimigis, The energetic ion substorm injection boundary, J.
        Geophys. Res., 95, 109-117, 1990.
 
    - Mauk, B. H., Quantitative modeling of the ``convection
        surge'' mechanism of ion acceleration, J. Geophys.
        Res., 91, 13,423, 1986.
 
    - Mauk, B. H., and C. E. McIlwain, Correlation of Kp with
        the substorm-injected plasma boundary, J. Geophys.
        Res., 79, 3193-, 1974.
 
    - McIlwain, C. E., Substorm injection boundaries, in Magnetospheric
        Physics, edited by B. M. McCormac, p. 143, D.
        Reidel, Norwell, Mass., 1974.
 
    - Morioka, A., and H. Oya, Plasmapause disturbances
        synchronized with magnetospheric disturbances, J.
        Geomagn. Geoelectr., 48, 309-318,
        1996.
 
    - Quinn, J. M., and D. J. Southwood, Observation of
        parallel ion energization in the equatorial region, .
        Geophys. Res., 87, 10536-, 1982.
 
    - Reeves, G. D., R. D. Belian, and T. Fritz, Numerical
        tracing of energetic particle drifts, J. Geophys.
        Res., 96, 13,997-14,008, 1991.
 
    - Reeves, G. D., M. G. Henderson, P. S. McLachlan, R. D.
        Belian, R. H. W. Friedel, and A. Korth, Radial
        propagation of substorm injections, in Proceedings of
        the Third International Conference on Substorms,
        Versailles, France, 12-17 May 1996, Eur. Space Agency
        Spec. Publ., ESA SP-389, 579-584, 1996.
 
    - Sauvaud, J.-A., and J. R. Winckler, Dynamics of plasma,
        energetic particles, and fields near synchronous orbit in
        the nighttime sector during magnetospheric substorms, J.
        Geophys. Res., 85, 2043-2056, 1980.
 
    - Sergeev, V. A., M. A. Shukhtina, R. Rasinkangas, A.
        Korth, G. D. Reeves, H. J. Singer, M. F. Thomsen, and L.
        I. Vagina, Event study of deep energetic particle
        injections during substorm, accepted to J. Geophys.
        Res., 1998. 
 
    - Shukhtina, M. A., and V. A. Sergeev, Modelling of
        energetic particle drifts in a real magnetosphere in the
        vicinity of geosynchronous orbit, Geomagn. Aeron.,
        31, 775-780, 1991.
 
    - Vagina, L. I., V. A. Sergeev, D. N. Baker and H. J.
        Singer, Use of mid-latitude magnetic data for modelling
        and diagnostics of magnetospheric substorms, Adv.
        Space Res., 18, 8229-8232, 1996.
 
    - Walker, R. J., K. N. Erickson, R. L. Swanson, and J. R.
        Winckler, Substorm-associated particle boundary motion at
        synchronous orbit, J. Geophys. Res., 81,
        5541-5550, 1976.
 
    - Walker, R. J., K. N. Erickson, and J. R. Winckler, Pitch
        angle dispersion of drifting energetic protons at
        synchronous orbit, J. Geophys. Res., 83,
        1595-1600, 1978.
 
    - Winckler, J. R., The origin and distribution of energetic
        electrons in the Van Allen radiation belts, in Particles
        and Fields in the Magnetosphere, edited by B. M.
        McCormac, p. 332, D. Reidel, Norwell, Mass., 1970.
 
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